Device Classification in Guatemala: Annex 1, Site of Use and Sterility
Updated: 2026-11-11 · GRZAN Regulatory Team · Verification date 2026-10-20
1. Key takeaways
Medical devices in Guatemala are divided into four classes, and the axis of classification is two dimensions: site of use (external or internal) combined with sterile status (non-sterile or sterile). The official classification table in Annex 1 of NT-37 reads as follows: Class I = external use, non-sterile; Class II = external use, sterile; Class III = internal use, non-sterile; Class IV = internal use, sterile. Classification at the same time determines whether testing is required — Class I is the only class exempt from testing, while Classes II, III and IV all require physicochemical and microbiological testing. This makes the classification exercise the single most consequential step early in a Guatemalan project: the class decides the testing burden, the sample quantities to reserve and, to a large degree, the overall timeline. It also explains why the classification report is the document most worth getting right the first time, since every downstream plan — budget, samples, laboratory scheduling — is built on it.
2. Legal basis
The classification rules, the official table and the consequence of a negative classification are set out in the following provisions.
| Instrument | Provision / annex | Content |
| NT 37, Versión 5-2016 (2016-02-22) | Article 12 | classification is split into 12.1 use within the body and 12.2 classification by class, with details in Annex 1 |
| NT 37, Versión 5-2016 | Annex 1 (ANEXO 1) | classification table: external non-sterile = Clase I (Inscripción sin análisis); external sterile = Clase II (physicochemical plus microbiological testing); internal non-sterile = Clase III (physicochemical plus microbiological testing, with microbiological control); internal sterile = Clase IV (physicochemical plus microbiological testing) |
| NT 37, Versión 5-2016 | Annex 1 product examples | representative products listed by medical specialty (Especialidad Médica), such as latex gloves, tongue depressors, tracheal tubes, urinary catheters and suture materials |
| NT 37, Versión 5-2016 | Article 10.4 | where the product is considered not to belong to the device category, registration is refused |
The four combinations determined by Annex 1 are as follows:
| Site of use | Sterile status | Class | Testing |
| External | Non-sterile | Class I | exempt from testing |
| External | Sterile | Class II | physicochemical plus microbiological |
| Internal | Non-sterile | Class III | physicochemical plus microbiological (microbiological control) |
| Internal | Sterile | Class IV | physicochemical plus microbiological |
3. Expert insights
Insight one: this is a decision axis, not a scoring table. The Annex 1 table is a two-by-two combination table. There is no column for a risk level, and there are no additional rules covering duration of invasiveness, contact with the circulatory system or drug content. To classify a product, only two questions need answering: does it enter the body, and is it sterile. Reading it as a risk-scoring system will produce wrong conclusions, because the scheme deliberately ignores the graduated factors that other jurisdictions use. The classification of a product in Guatemala is therefore often a different class from what a common global risk classification would suggest, and the Annex 1 result is the only one that governs the local registration route.
Insight two: sterile status on its own can move a product up one class. For the same external use, non-sterile is Class I and sterile is Class II; for the same internal use, non-sterile is Class III and sterile is Class IV. Once the sterile manufacturing process changes — for example, moving from non-sterile to sterile supply — the class jumps accordingly and the testing obligation increases with it, and this is not a simple documentation update. Planning teams should treat any proposed change to the supply status as a potential reclassification event with its own cost and schedule consequences.
Insight three: Class I is the only testing-exempt class, and it marks the watershed of cost and duration. Annex 1 writes Inscripción sin análisis directly beneath Class I, while the other three classes are all marked with physicochemical and microbiological testing. The single question of whether the product is sterile therefore decides whether the project must prepare sealed samples and a testing schedule at all.
Insight four: Annex 1 also carries a product example table arranged by medical specialty. The example table covers latex gloves, tongue depressors, bandages, surgical gowns, tracheal tubes, urinary catheters, nasogastric tubes, oxygen masks, suture materials and more. Its function is to anchor the decision axis on concrete categories: for a borderline product, check the example table first, then fall back on the two-by-two combination to reason out the class. Because the examples are grouped by specialty rather than by technology, the table also gives a quick sense of how familiar product families are locally positioned, which is useful when aligning internal classification memos written under other frameworks.
4. Practical recommendations
- Record the classification judgement in a written report; answer whether the product enters the body first, then whether it is sterile, and map the two answers directly onto the class.
- Manage sterile status as a configuration item: whenever the supply status changes, re-determine the class before discussing the type of change.
- Schedule Class I projects on the testing-exempt basis, and for Class II–IV projects schedule LNS testing as a separate workstream with sealed samples reserved.
- For borderline products, check the Annex 1 example table first; where the table is silent, derive the class from the two-by-two combination and keep a written rationale.
- Keep the classification conclusion consistent across the labelling, the instructions for use and the application form, so the reviewer does not require a fresh determination.
5. Verification checklist
- □ The site of use of the product has been determined (external or internal)
- □ The sterile status of the product has been determined (sterile or non-sterile)
- □ The specific class has been mapped using the Annex 1 two-by-two table
- □ It has been confirmed whether the class requires LNS testing
- □ The Annex 1 example table has been checked for a similar product
- □ The classification conclusion is consistent across labelling, instructions for use and the application form
Regulatory information verified as of 29 October 2026.
How GRZAN can help. GRZAN provides medical device and IVD registration, quality system, authorised representative and local testing support for the Guatemalan market. Our team manages Ministry of Public Health and Social Assistance (MSPAS) registrations, coordinates import and distributor requirements, and supports post-market vigilance obligations. Business enquiries: info@grzanglobal.com
Disclaimer
Prepared by GRZAN from publicly available regulation. It is provided for general information only and does not constitute legal advice. Legislation and official fees are subject to change by the competent authority.
About GRZAN
GRZAN (Global Regulatory Zone Access Navigator) — the global market-access navigator for medical devices and IVDs.
GRZAN is a specialist consultancy for medical device and IVD market access, providing end-to-end regulatory solutions across the product lifecycle and making international market entry simpler and faster.
Key figures. More than 25 wholly owned subsidiaries worldwide covering 50+ countries and regions; chosen by 100+ listed and leading Chinese device manufacturers, with 4,000+ successful cases; 12+ years in the sector and 200+ regulatory training sessions and seminars delivered.
What we do. Global market access: multi-country registration programmes, technical documentation, regulatory advice. Clinical evidence: clinical evaluation reports (CER), usability studies, overseas clinical investigations. Quality systems: ISO 13485, MDSAP, FDA QMSR and BGMP implementation and audit readiness. Authorised representative and licence-holder services across Southeast Asia, Latin America, the Middle East, Africa, Europe and North America.
Why GRZAN. A real operating entity, with the certificate held by the manufacturer: our direct overseas subsidiaries act as the compliant local holder, so the regulatory relationship stays clear and you keep control rather than being tied to a distributor. Direct access to the team: no time-zone gap, no language barrier, no cultural gap. Review points anticipated: we know what FDA 510(k), EU MDR, Southeast Asian, Latin American and Middle Eastern reviewers look for, which shortens timelines and reduces deficiency letters. Pathway planning: pre-decision analysis and risk assessment before you commit.
Every engagement rests on three commitments: efficiency through pre-submission review, certainty through a clear pathway, and stability through a licence-holder that stays in place.
Take your devices global with GRZAN
We work with manufacturers worldwide to open new markets with a clear regulatory pathway.
Contact us